Asset Management/Funds

We advise on the establishment of management companies and on their ongoing supervision. In this regard, we focus on outsourcing, marketing and the regulatory requirements on remuneration systems according to sec. 37 Capital Investment Code (Kapitalanlagegesetzbuch). Furthermore, we advise management companies on general regulatory issues, in particular with regard to AML and – beyond the scope of collective fund management – on the rules of conduct under the Securities Trading Act (Wertpapierhandelsgesetz)/MiFID II.

Foreign management companies seek our advice with regard to their activities in Germany, in particular marketing of UCITS and AIF.